Case Report Forms | Coded Data Fields
The CTMS Case Report Forms include a number of new fields into which "codes" are
to be entered. NCI/CTEP, the IND sponsor of the CTMS-monitored trials, intends to
be able to cross-summarize data more consistently and reliably.
The code-fields are inherited from CTEP’s Clinical Data Update System (CDUS).
Although investigators with CTMS-monitored protocols do not need to make CDUS submissions
themselves, all the same data is needed, and so CTMS has had to augment its CRFs
with these new fields.
The major code fields are the CTC code for Adverse Events, the Treatment Assignment
Code (TAC) for dose levels, and the Subgroup code for patient stratification. Additional
codes have been added for institutions, groups, agents, and diseases.
The CTC Code
Version 2 of the Common Toxicity Criteria (CTC2) is the mandated standard for evaluating
adverse events for all protocols initiated since March 1998. Protocols approved
from October 2003 will use the new standard Common Terminology Criteria for Adverse
Events version 3 (CTCAE3 or CTC3) Information about CTC2 and CTC3 can be found on
the CTEP website:
http://ctep.cancer.gov. While the primary purpose of the CTC is to
standardize the grading of toxicities, CTEP has decided that it also provides a
basis for categorizing and summarizing incidence rates.
The CTC documentation does not include useful terms for concisely reporting the
category of an adverse event. Instead, it is written using long descriptive passages.
Consequently, CTMS decided to ask that the term be specified using the code lists
which CTEP developed for its Clinical Data Update System (CDUS). These can be accessed
on the CTEP website by following the "List of Codes and Values" link. For ready
reference, these code lists been compressed onto inserts in the CTMS CRF manual
and onto stiff coding charts. Users of ACES® will find it built into a "pick
list" that will pop up on the CTC code entry field.
The Treatment Assignment
Code
This was introduced to provide a concise and consistent way of describing the regimen
and dose level of the experimental drugs administered. CTMS continues to capture
the actual regimen via the "arm" and the actual drug administration dosages, but,
in addition, the appropriate TAC must be indicated for each course. The TACs are
required by the CDUS, so that CTEP can summarize and cross-tab the study data. The
CDUS maintains an associated table of "Treatment Assignment Descriptors" which allow
it to display its tabulations back in English.
Each protocol has its own TAC code list. CTEP (the Pharmaceutical Management Branch)
determines what TACs are to be used while it reviews the protocol. Accompanying
each protocol approval letter, there is a letter from the Protocol Information Office
(PIO) which lists these codes and their descriptions. The investigator is responsible
for conveying the list to the data management staff. If you cannot locate the TAC
code list for a protocol, you can call PIO or send an email request to the CTEP helpdesk
CTEPhelpdesk@ctep.nci.nih.gov.
The Subgroup Code
This was introduced by CTEP/CDUS to capture information about the assignment of
patients to study analysis strata, e.g. by age and/or sex and/or prior treatment,
etc. Since the number and nature of these factors varies among protocols, CTEP/CDUS
decided a single code field would be used.
The TACs are determined by CTEP after reading the protocol and are sent out along
with the TAC code list. Most CTMS-monitored protocols are Phase I studies with no
subgroup analysis of the patients. In this case, CDUS generally assigns the code
"SG1" to be entered for all patients. If you cannot locate the Subgroup list for
a protocol you can call PIO or send an email request to the CTEP helpdesk.
Registering / Treating
Institution
CTEP wants to know precisely which institution registers each patient, and the treating
institution, if it is different. To be able to match up accrual, or other factors,
across all protocols, the CDUS requires this to be specified using the code assigned
in a large master list maintained by CTEP. For institutions in the United States,
the code consists of the 2 letter postal abbreviation (NY, NY, CA, etc.) followed
by three digits. The codes for institutions outside the United States are 5 digit
numbers, with the first two indicating the country. The list can be accessed on
the CTEP website in "List of Codes and Values" section. If you cannot view this
list, or if your institution is missing, call PIO or email the CTEP Help Desk and
they will assist you.
Registering Group
For inter-group trials only, CTEP wants to know which group is registering the patient.
The CDUS has established a short list of codes for the groups, generally the acronym.
This can be accessed on the CTEP website in the "List of Codes and Values" section.
If you cannot view this list, call PIO or email the CTEP Help Desk and they will
assist you.
Prior Therapy<
CTEP also wants to be able to summarize and cross-tab study data based on prior
therapies which a patient may have received. To this end, the CDUS has established
categories into which all therapies can be grouped, and assigned a code to each.
Since the CTMS Prior Treatment Summary Case Report Form contains a check-off for
each category, this is one code list that you do not have to go to CTEP for.
Disease Code
CTMS has always collected the Primary Site of disease and the Histology for each
patient, but these have been free text fields and hence are hard to summarize or
correlate. CTEP has asked for more precise disease categorization, and so the CDUS
now requires the provision of a specific code number from a code list. This can be
accessed on the CTEP website in the "List of Codes and Values" section. This list
is very long and detailed. If you cannot view this list or if you cannot make a
choice, call PIO or email the CTEP Help Desk and they will provide the appropriate
code.
Tips on Downloading the Code lists
Some of the code lists are stored on the CTEP website as "plain text" (.txt) files,
some as Adobe Acrobat® (.pdf) files, and some are available in both formats.
If you click on the download icon for a ‘txt’ file, it will probably
simply open up in your browser window, from which you can print it. What you do
to actually download and save a local copy depends on your browser: in Microsoft
Internet Explorer, Right-click on the icon and select "save target as" and then
point to a directory; in Netscape Navigator, Shift-Left-click on the icon and select
"save as" and then point to a directory. You can open the saved file in the Windows
Notepad to view or print the code list.
To view an Acrobat file you need to have a copy of the Acrobat Reader installed
on your PC. This is free software; there is a link to the download site at the bottom
of the CTEP website "Informatics" page. Generally when you click on a ‘pdf’
download the Acrobat Reader will open a secondary toolbar in your browser window
and then open the document. From the toolbar you can print the file, or save it
locally. Sometimes when the Reader is installed it does not integrate itself this
way with the browser. In this case, clicking on the icon will bring up a ‘save’
dialog, and you must separately launch Acrobat and open the saved file.